BT and Lime Brokerage Unveil SEC-Compliant Pre-Trading Risk TechnologyBT and Lime Brokerage has unveiled new technology for broker-dealers that will quickly and easily facilitate pre-trade risk controls that comply with the U.S. Securities and Exchange Commission (SEC) Rule 15c3-5 and its July 14 implementation deadline. ...The full article is available to registered visitors. |
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Mandate Watch
01 Dec 2011- Provider: BNY Mellon
- Client: China Construction Bank
- Asset Value: Undisclosed
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