Advanced

Timetable and Thresholds

Prime Brokerage Survey

Prime Brokerage Survey

Thresholds

Asset Size

 

Less than $100 million

10 responses

$100 million - $1 billion   

10 responses

More than $1B

10 responses

Investment Strategy

 

Single Strategy

15 responses

Multi Strategy

15 responses

Regions

 

North America

20 responses

Europe

20 responses

Asia-Pacific ex-Japan

15 responses
South Africa 10 responses

Tri-Party Securities Financing Survey

Tri-Party Securities Financing Survey

Mutual Fund Administration Survey

Mutual Fund Administration Survey

Thresholds

Global 20 responses

Asset Size

 

Less than $100 million

5 responses

$100 million - $1 billion   

5 responses

$1 billion - $5 billion

5 responses

More than $5B

5 responses

Investment Strategy

 

Equity

5 responses

Fixed Income

5 responses

Fund of Funds

5 responses

Other Funds

5 responses

Regions

 

North America

10 responses

Europe

5 responses

Asia

5 responses
Global 2 regions and either 2 asset classes or 2 strategies

Mini Prime Brokerage Survey

Mini Prime Brokerage Survey

Securities Lending Survey

Securities Lending Survey

Thresholds

10 responses worldwide

Hedge Fund Administration Survey

Hedge Fund Administration Survey

Respondent Types

Asset Size

 

Less than $100 million

5 responses

$100 million - $1 billion   

5 responses

$1 billion - $5 billion

5 responses

More than $5B

5 responses

Investment Strategy

 

Single Strategy

5 responses

Multi Strategy

5 responses

Fund of Funds

5 responses

Regions

 

North America

10 responses

Europe

5 responses

Asia

5 responses
Global 2 locations and either 2 asset classes or 2 strategies
Locations  

Amsterdam (or other Netherlands)

10 responses

Bahamas

10 responses

Bermuda

10 responses

Cayman Islands

15 responses

Channel Islands

10 responses

Curacao

10 responses

Dublin (or Ireland)

10 responses

Hong Kong  

15 responses

Isle of Man

5 responses

Luxembourg

5 responses

San Francisco

10 responses

Singapore

5 responses

Sydney

10 responses

Toronto

5 responses

US East Coast:

15 responses

Other Locations Not Listed

5 responses

Agent Banks in Major Markets Survey

Agent Banks in Major Markets Survey

Thresholds

Market

Cross-Border/Non-Affiliated
Domestic

 Australia

15 responses*

10 responses*

 Austria

15 responses*

10 responses*

 Belgium

15 responses*

10 responses*

 Canada

15 responses*

10 responses*

 Denmark

15 responses*

10 responses*

 Finland

15 responses*

10 responses*

 France

15 responses*

10 responses*

 Germany

15 responses*

10 responses*

 Greece

15 responses*

10 responses*

 Hong Kong

15 responses*

10 responses*

 ICSD

15 responses*

10 responses*

 Ireland

15 responses*

10 responses*

 Italy

15 responses*

10 responses*

 Japan

15 responses*

 10 responses*

 Luxembourg

5 responses*

5 responses*

 Netherlands

15 responses*

10 responses*

 New Zealand

15 responses*

10 responses*

 Norway

15 responses*

10 responses*

 Portugal

15 responses*

10 responses*

 Singapore

15 responses*

10 responses*

 South Africa

10 responses*

10 responses*

 Spain

15 responses*

10 responses*

 Sweden

15 responses*

10 responses*

 Switzerland

15 responses*

10 responses*

 United Kingdom

15 responses*

10 responses*

 United States

15 responses*

10 responses*

 Asia/Australasia

 Providers must secure 15 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in every market within the region, or be rated in every market on a stand alone basis

 Nordic Region

Providers must secure 15 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in every market within the region, or be rated in every market on a stand alone basis

 North America

Providers must secure 15 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in every market within the region, or be rated in every market on a stand alone basis

 Western Europe

Providers must secure 20 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in at least six mar­kets in the region, or be rated in at least six markets on a stand alone basis

 Global

Providers must secure ratings in at least two regions
* providers will not be eligible for a rating in a market unless they offer a service in the local market (i.e. have a local presence)

Private Equity Fund Administration Survey

Private Equity Fund Administration Survey

Thresholds

20 responses worldwide

Global Custody Survey

Global Custody Survey

Thresholds

Global Custody Survey (Fund Manager) Thresholds

20 responses worldwide

Global Custody Survey (Institutional Investor) Thresholds

15 responses worldwide

Agent Banks in Emerging Markets Survey

Agent Banks in Emerging Markets Survey

Thresholds

Market

Proposed
CB/NA Threshold 2008

Proposed Domestic Threshold 2008

Market

Proposed
CB/NA Threshold 2008

Proposed Domestic Threshold 2008

Argentina

10 responses*

5 responses*

Mauritius

5 responses*

5 responses*

Bahrain

5 responses*

5 responses*

Mexico

15 responses*

5 responses*

Bangladesh

5 responses*

5 responses*

Morocco

5 responses*

5 responses*

Bermuda

5 responses*

5 responses*

Namibia

5 responses*

5 responses*

Brazil

15 responses*

10 responses*

Nigeria

5 responses*

5 responses*

Bosnia i Hercegovina
5 responses*
5 responses*

Oman

5 responses*

5 responses*

Botswana

5 responses*

5 responses*

Pakistan

10 responses*

5 responses*

Bulgaria

5 responses*

5 responses*

Palestinian Autonomous Area

5 responses*

5 responses*

Chile

5 responses*

5 responses*

Peru

5 responses*

5 responses*

China

20 responses*

15 responses*

Philippines

15 responses*

10 responses*

Colombia

5 responses*

5 responses*

Poland

15 responses*

10 responses*

Croatia

5 responses*

5 responses*

Qatar

5 responses*

5 responses*

Cyprus

5 responses*

5 responses*

Romania

5 responses*

5 responses*

Czech Republic

10 responses*

5 responses*

Russia

10 responses*

5 responses*

Dominican Republic

5 responses*

5 responses*

Saudi Arabia

5 responses*

5 responses*

Ecuador

5 responses*

5 responses*

Serbia

5 responses*

5 responses*

Egypt

10 responses*

5 responses*

Slovakia

5 responses*

5 responses*

Estonia

5 responses*

5 responses*

Slovenia

5 responses*

5 responses*

Ghana

5 responses*

5 responses*

Sri Lanka

5 responses*

5 responses*

Hungary

10 responses*

5 responses*

Swaziland

5 responses*

5 responses*

Iceland

5 responses*

5 responses*

Taiwan

15 responses*

5 responses*

India

20 responses*

15 responses*

Tanzania

5 responses*

5 responses*

Indonesia

10 responses*

5 responses*

Thailand

15 responses*

10 responses*

Israel

10 responses*

5 responses*

Tunisia

5 responses*

5 responses*

Jordan

5 responses*

5 responses*

Turkey

15 responses*

5 responses*

Kazakhstan

5 responses*

5 responses*

Uganda 5 responses* 5 responses*

Kenya

5 responses*

5 responses*

Ukraine

5 responses*

5 responses*

Korea

20 responses*

10 responses*

United Arab Emirates

5 responses*

5 responses*

Kuwait 5 responses* 5 responses*

Uruguay

5 responses*

5 responses*

Latvia

5 responses*

5 responses*

Venezuela

5 responses*

5 responses*

Lebanon

5 responses*

5 responses*

Vietnam

5 responses*

5 responses*

Lithuania

5 responses*

5 responses*

Zambia

5 responses*

5 responses*

Malaysia

15 responses*

10 responses*

Zimbabwe

5 responses*

5 responses*

Malta 5 responses* 5 responses*      
Asia/Australasia Providers must secure 15 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in every market within the region, or be rated in every market on a stand alone basis
Middle East Providers must secure 15 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in every market within the region, or be rated in every market on a stand alone basis
North America Providers must secure 15 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in every market within the region, or be rated in every market on a stand alone basis
Central and Eastern Europe Providers must secure 20 CB/NA responses and scores of rateable standard from respondents who specified they were buying a multi-market service in at least six mar­kets in the region, or be rated in at least six markets on a stand alone basis
Global

Providers must secure ratings in at least two regions

* providers will not be eligible for a rating in a market unless they offer a service in the local market (i.e. have a local presence)

Global Correspondent Clearing Survey

Global Correspondent Clearing Survey

OTC Derivatives Prime Brokerage Survey

OTC Derivatives Prime Brokerage Survey

Hedge Fund Business Model Risk Management Assessment Survey